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| 文章编号：1672-3104（2003）03-0314-06 |
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论GATS金融附件中的“审慎例外” |
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韩龙 |
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（中南大学法学院，湖南长沙，410083） |
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| 摘 要： 金融服务贸易自由化与审慎监管的关系是WTO金融服务贸易的核心问题，而“审慎例外”是WTO法律体系内这一问题的惟一依据。“审慎例外”虽然十分概括，但却包含着调整二者关系的原则，蕴涵着审慎措施的标准，从而为界定审慎措施与政策的关系提供了依据，同时也为我国在金融业对外开放中加强审慎监管提供了根据和保护。 |
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| 关键词： GATS金融附件； “审慎例外”；审慎措施； 金融服务贸易自由化 |
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On “prudential carveout” in financial annex of GATS |
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HAN Long |
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（School of Law, Central South University, Changsha 410083, China） |
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| Abstract: The relation between liberalization of trade in financial service and its prudential supervision is the central issue of WTO trade in financial service. “Prudential Carveout” is the only legal base for the handling of the issue. “Prudential Carveout” is principal, but it contains the guidelines to regulate the relation between the above two, and implies the standards for prudential measures. These also serve as the bases to delineate the relation between prudential measures and policy, and provide bases for protection and to strengthen prudential supervision in the process of opening of financial sector. |
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Key words: financial annex of GATS; prudential carve-out; prudential measures; liberalization of trade in financial services |
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