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中南大学学报(社会科学版)
ZHONGNAN DAXUE XUEBAO(SHEHUI KEXUE BAN)

2011年02月第17卷第1期
   
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文章编号:1672-3104(2011)01-0060-07
 
证券市场不同发展模式的政府证券监管
 
马洪雨,康耀坤
 
(兰州商学院法学院,甘肃兰州,730020)
 
摘  要: 因经济、政治背景不同和证券市场发展路径的差异,导致发达国家和新兴市场国家政府证券监管权的发展呈现出不尽相同的特征,但两种类型国家的历史仍然有共同的规律性,这对我国政府证券监管权的制度设计有着重要的启示作用。
 
关键词: 政府证券监管权;证券市场;发达国家;新兴市场国家
 
 
Development modes and the government regulatory power in

securities market

 
MA Hongyu, KANG Yaokun
 
(School of Law, Lanzhou University of Finance and Economics, Lanzhou 730020, China)
 
Abstract: The different characters expressed in the evolution of government regulatory power in developed countries and newly-developing market countries are determined by distinct economic, political contexts and developmental route of securiteis market in each country. The evolution of these two types discussed still have the common nature nevertheless, which has the important inspiration for government security regulatory power system design in China.
 
Key words: the government regulatory power in securities market; securities market; the developed country; the newly-developing market country
 
 
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